Committees

FCA enforcement guidance consultation

Inquiry

The Financial Services Regulation Committee is taking evidence on the FCA’s consultation paper CP24/2: Our Enforcement Guide and publicising enforcement investigations—a new approach. The Committee has issued a call for written evidence and will invite the FCA to provide oral evidence to the Committee at a later date. This call for evidence was reopened on 5 August 2024 following the Committee’s reappointment on 29 July 2024.

This inquiry is no longer accepting evidence

The deadline for submissions was 11:59pm on 11 October 2024.

Upcoming events

View all events

No upcoming events scheduled

Past events

Wednesday 13 November 2024
10:00am Private
10:15am Public
FCA enforcement guidance consultation - Oral evidence 13 November 2024
10:15am
  • Ashley Alder (Chair at Financial Conduct Authority (FCA))
  • Nikhil Rathi (Chief Executive at Financial Conduct Authority (FCA))
Room 3, Palace of Westminster

Contact us

  • Email: hlfinservreg@parliament.uk
  • Phone: 0207219 5313 (Committee Staff) 02072196640 (Press Officer)
  • Address: Financial Services Regulation Committee, House of Lords, London SW1A 0PW