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FCA enforcement guidance consultation

Inquiry

The Financial Services Regulation Committee is taking evidence on the FCA’s consultation paper CP24/2: Our Enforcement Guide and publicising enforcement investigations—a new approach. The Committee has issued a call for written evidence and will invite the FCA to provide oral evidence to the Committee at a later date. This call for evidence was reopened on 5 August 2024 following the Committee’s reappointment on 29 July 2024.

This inquiry is no longer accepting evidence

The deadline for submissions was Friday 11 October 2024.

Work news

Failings in FCA proposals to publish enforcement investigations highlighted by Committee report

Financial Services Regulation Committee publishes its report ‘Naming and shaming: how not to regulate’.

6 February 2025

Reappointment of the Financial Services Regulation Committee and reopening of its inquiries

Financial Services Regulation Committee reopens calls for evidence

Committee examining FCA consultation CP24/2 on publicising enforcement investigations

In February 2024 the Financial Conduct Authority (FCA) published consultation paper CP24/2: Our Enforcement Guide and publicising enforcement investigations—a new approach. The Financial Services Regulation Committee is taking evidence on the FCA’s consultation paper.

Contact us

Email: hlfinservreg@parliament.uk
Phone: 02072198444 (Committee Staff) 02072196640 (Press Officer)
Address: Financial Services Regulation Committee, House of Lords, London SW1A 0PW