Committees

FCA enforcement guidance consultation

Inquiry

The Financial Services Regulation Committee is taking evidence on the FCA’s consultation paper CP24/2: Our Enforcement Guide and publicising enforcement investigations—a new approach. The Committee has issued a call for written evidence and will invite the FCA to provide oral evidence to the Committee at a later date. This call for evidence was reopened on 5 August 2024 following the Committee’s reappointment on 29 July 2024.

This inquiry is no longer accepting evidence

The deadline for submissions was Friday 11 October 2024.

Upcoming events

View all events

No upcoming events scheduled

Past events

Wednesday 13 November 2024
10:00am Private
10:15am Public
FCA enforcement guidance consultation - Oral evidence 13 November 2024
10:15am
  • Ashley Alder (Chair at Financial Conduct Authority (FCA))
  • Nikhil Rathi (Chief Executive at Financial Conduct Authority (FCA))
Room 3, Palace of Westminster

Contact us

  • Email: hlfinservreg@parliament.uk
  • Phone: 02072198444 (Committee Staff) 02072196640 (Press Officer)
  • Address: Financial Services Regulation Committee, House of Lords, London SW1A 0PW